RN
ChFC
RN
ChFC

Raymond North

37 Years of Experience
Leawood, KS
BrokerSells Insurance

Raymond North is a ChFC-designated registered investment advisor at Northwestern Mutual Investment Services,llc, based in Leawood, KS, with 37 years of industry experience. Raymond operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

5251 W 116th Pl Ste 300, Leawood, KS, 66211

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Raymond is an executive benefit consultant for The Todd Org of Kansas City, providing executive benefit consulting for a fee. He may also earn commissions from selling non-variable life, health, annuity, and/or disability income insurance products from companies not affiliated with Northwestern Mutual.

Employment History
Current Registrations
Northwestern Mutual Investment Services, LLCBroker
November 1988 - Present · 37 yrs 6 mos
Previous Registrations
R. J. North & Associates, INC.
January 2001 - December 2005 · 4 yrs 11 mos
Robert W. Baird & CO. IncorporatedBroker
March 1999 - January 2002 · 2 yrs 10 mos
State Registrations14 states
AZCACODEGAIAKSMNMONMOHOKSDWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.