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Matthew Melton

27 Years of Experience
Leawood, KS
1 DisclosureBrokerSells Insurance

Matthew Melton is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Leawood, KS, with 27 years of industry experience. Matthew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

5251 W 116th Pl Ste 300, Leawood, KS, 66211

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2016
Denied
Other Business ActivitiesSells Insurance

Matthew may earn commissions from insurance companies not affiliated with Northwestern Mutual for sales of non-variable life, health, annuity, and/or disability income insurance products. He also has 100% ownership of MTM Group, LLC, a legal entity for receiving WMC compensation, dedicating a few hours per week to this activity.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
December 2008 - Present · 17 yrs 5 mos
Northwestern Mutual Investment Services, LLCBroker
October 1998 - Present · 27 yrs 7 mos
Previous Registrations
Northwestern Mutual Wealth Management Company
September 2003 - April 2007 · 3 yrs 7 mos
Robert W. Baird & CO. IncorporatedBroker
October 1998 - January 2002 · 3 yrs 3 mos
State Registrations40 states
ALARAZCACOCTDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMONCNENJNMNVNYOHOKORPASCSDTXVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.