JB
JB

John Black

34 Years of Experience
Leawood, KS
1 DisclosureBrokerSells Insurance

John Black is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Leawood, KS, with 34 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

5251 W 116th Pl Ste 300, Leawood, KS, 66211

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History

Regulatory History (1)
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Customer Dispute
October 2005
Settled
Other Business ActivitiesSells Insurance

John is a board member of Black Farms, Inc., and has ownership stakes in John S. Black Family Farms, LP and John S Black Farms (Equipment). He also owns Montrooch Enterprises LLC and Neelosh Enterprises LLC, and is the President of Susan R Black Cancer Foundation; he may earn commissions from insurance sales, taking about half of his time with Montrooch Enterprises LLC and Neelosh Enterprises LLC.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
January 2008 - Present · 18 yrs 4 mos
Northwestern Mutual Investment Services, LLCBroker
August 1994 - Present · 31 yrs 9 mos
Previous Registrations
Northwestern Mutual Wealth Management Company
September 2004 - April 2007 · 2 yrs 7 mos
Robert W. Baird & CO. IncorporatedBroker
March 1999 - January 2002 · 2 yrs 10 mos
Pruco Securities CorporationBroker
December 1991 - June 1994 · 2 yrs 6 mos
The Prudential Insurance Company of AmericaBroker
December 1991 - December 1993 · 2 yrs
State Registrations35 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.