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Michael Lewis

29 Years of Experience
Leawood, KS
1 DisclosureBrokerSells Insurance

Michael Lewis is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Leawood, KS, with 29 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

5251 W 116th Pl Ste 300, Leawood, KS, 66211

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2006
Denied
Other Business ActivitiesSells Insurance

Michael may earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products. He is also the 100% owner of SDL, LLC, established for business purposes, and receives compensation from personal production, dedicating about half of his time to this activity.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
January 2007 - Present · 19 yrs 4 mos
Northwestern Mutual Investment Services, LLCBroker
October 1996 - Present · 29 yrs 7 mos
Previous Registrations
Robert W. Baird & CO. IncorporatedBroker
October 1996 - January 2002 · 5 yrs 3 mos
State Registrations21 states
AZCODCFLGAHIIAIDILINKSMONCNENMNYOHOKTXUTVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Michael Lewis - Financial Advisor | TrueAdvisor