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Susan Sajjadi

Westpark Capital, INC.
36 Years of Experience
3 DisclosuresBroker
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningHigh Net Worth
Westpark Capital, INC.
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
12 advisors
Number of Clients
234 clients
Average Client Portfolio
$203K average
Assets Under Management
$47.6M

Fee Structure

Location

2030 Main Street, Suite 210, Irvine, CA, 92614

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2004
Denied
Customer Dispute
February 2002
Settled
Customer Dispute
March 2000
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Westpark Capital, INC.
January 2025 - Present · 1 yr 1 mo
Westpark Capital, INC.Broker
December 2019 - Present · 6 yrs 2 mos
Previous Registrations
Westpark Capital, INC.
July 2018 - December 2024 · 6 yrs 5 mos
Westpark Capital, INC.Broker
July 2016 - July 2018 · 2 yrs
Westpark Capital, INC.
July 2016 - July 2018 · 2 yrs
Newport Coast Asset Management, INC.
February 2015 - April 2015 · 2 mos
Newport Coast Securities, INC.Broker
January 2013 - July 2016 · 3 yrs 6 mos
Newport Coast Asset Management
January 2013 - July 2016 · 3 yrs 6 mos
Raymond James & Associates, INC.
June 2007 - February 2013 · 5 yrs 8 mos
Raymond James & Associates, INC.Broker
May 2007 - February 2013 · 5 yrs 9 mos
Wachovia Securities, LLC
August 2001 - May 2007 · 5 yrs 9 mos
Wachovia Securities, LLCBroker
December 2000 - May 2007 · 6 yrs 5 mos
Sutro & CO. IncorporatedBroker
April 1997 - December 2000 · 3 yrs 8 mos
Prudential Securities IncorporatedBroker
June 1993 - April 1997 · 3 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 1989 - June 1993 · 4 yrs 5 mos
State Registrations1 state
CA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.