Thomas Jandt
Thomas Jandt is a registered investment advisor at Westpark Capital, INC., based in Irvine, CA, with 33 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 265 clients with $53M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.75% |
Annual asset-based fees range from 0.25% to 2.75% depending on account size and the selected third-party manager program.
Fee Estimator
Location
2030 Main Street, Suite 210, Irvine, CA, 92614
Get directionsHistory
Regulatory History (3)
Judgment / Lien
June 2019Customer Dispute
May 2019Customer Dispute
June 1999Other Business Activities
Thomas is the CEO of i3 Financial, Inc., providing consulting services for companies raising capital, and also works as a real estate broker. He dedicates minimal time to real estate sales and a few hours per week to i3 Financial.
Employment History
Current Registrations
Westpark Capital, INC.Broker
Westpark Capital, INC.
Previous Registrations
Newport Coast Asset Management, INC.
Newport Coast Asset Management
Newport Coast Securities, INC.Broker
Ais Financial, INC.Broker
Integrity Brokerage Services, INC.Broker
Finance 500, INC.Broker
Tradeway Securities Group, INC.Broker
Thomas James Associates, INC.Broker
Chatfield Dean & CO., INC.Broker
State Registrations32 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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