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VG
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Vikas Goel

Westpark Capital, INC.
23 Years of Experience
6 DisclosuresBroker
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningHigh Net Worth
Westpark Capital, INC.
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
12 advisors
Number of Clients
234 clients
Average Client Portfolio
$203K average
Assets Under Management
$47.6M

Fee Structure

Location

2030 Main Street, Suite 210, Irvine, CA, 92614

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History

Regulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2023
Settled
Regulatory
July 2014
Final
Employment Separation After Allegations
September 2011
Regulatory
August 2011
Final
Customer Dispute
October 2009
Denied
Customer Dispute
November 2008
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Vikas works as a sales agent for Thomas Jandt and Associates Inc., offering real estate services to clients, dedicating about 10-20% of his time. He also works as a salesperson for Thomas Jandt Real Estate Broker, spending a few hours per week on activities such as studying property listings and meeting with clients.

Employment History
Current Registrations
Westpark Capital, INC.
July 2016 - Present · 9 yrs 7 mos
Westpark Capital, INC.Broker
July 2016 - Present · 9 yrs 7 mos
Previous Registrations
Newport Coast Asset Management
February 2012 - July 2016 · 4 yrs 5 mos
Newport Coast Securities, INC.Broker
November 2011 - July 2016 · 4 yrs 8 mos
LPL Financial LLC
July 2009 - September 2011 · 2 yrs 2 mos
LPL Financial LLCBroker
June 2009 - September 2011 · 2 yrs 3 mos
Chase Investment Services CORP.
May 2009 - July 2009 · 2 mos
Chase Investment Services CORP.Broker
May 2009 - July 2009 · 2 mos
Wamu Investments, INC.
April 2008 - May 2009 · 1 yr 1 mo
Wamu Investments, INC.Broker
December 2005 - May 2009 · 3 yrs 5 mos
Wells Fargo Investments, LLCBroker
June 2004 - December 2005 · 1 yr 6 mos
Wm Financial Services, INC.Broker
November 2003 - June 2004 · 7 mos
Wm Financial Services, INC.Broker
November 2002 - May 2003 · 6 mos
Pacific Select Distributors, INC.Broker
June 2001 - June 2002 · 1 yr
State Registrations7 states
AZCAIDMAORTXWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.