Vikas Goel is a registered investment advisor at Westpark Capital, INC., based in Irvine, CA, with 23 years of industry experience. Vikas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 234 clients with $48M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
WPC offers investment management through third-party money managers (TPMs). The annual asset-based fee can range from 0.25% to 2.75% of the assets managed. Fees may vary depending on the size of the account. The TPM's fees and billing schedule will be disclosed in their brochure. A percentage of the total fee is shared by the TPM, WPC, and your Investment Advisor Representative.
Location
2030 Main Street, Suite 210, Irvine, CA, 92614
Get directionsHistory
Regulatory History (6)
Customer Dispute
March 2023Regulatory
July 2014Employment Separation After Allegations
September 2011Regulatory
August 2011Customer Dispute
October 2009Customer Dispute
November 2008Other Business Activities
Vikas works as a sales agent for Thomas Jandt and Associates Inc., offering real estate services to clients, dedicating about 10-20% of his time. He also works as a salesperson for Thomas Jandt Real Estate Broker, spending a few hours per week on activities such as studying property listings and meeting with clients.
Employment History
Current Registrations
Westpark Capital, INC.
Westpark Capital, INC.Broker
Previous Registrations
Newport Coast Asset Management
Newport Coast Securities, INC.Broker
LPL Financial LLC
LPL Financial LLCBroker
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
Wamu Investments, INC.
Wamu Investments, INC.Broker
Wells Fargo Investments, LLCBroker
Wm Financial Services, INC.Broker
Wm Financial Services, INC.Broker
Pacific Select Distributors, INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.