David Michael Eurton

Westpark Capital, INC.

26 Years of Experience

5 DisclosuresBroker

View SEC Summary

Areas of Practice

Investment ManagementFinancial Planning & CoachingRetirement PlanningHigh Net Worth

Westpark Capital, INC.

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

12 advisors

Number of Clients

234 clients

Average Client Portfolio

$203K average

Assets Under Management

$47.6M

Fee Structure

Location

2030 Main Street, Suite 210, Irvine, CA, 92614

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History

Regulatory History (5)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Judgment / Lien

July 2023

Judgment / Lien

January 2020

Employment Separation After Allegations

January 2018

Judgment / Lien

June 2016

Judgment / Lien

June 2016

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Employment History

Current Registrations

Westpark Capital, INC.

March 2020 - Present · 5 yrs 11 mos

Westpark Capital, INC.Broker

February 2018 - Present · 8 yrs

Previous Registrations

Concorde Investment Services, LLCBroker

November 2017 - February 2018 · 3 mos

First Allied Securities, INC.Broker

July 2014 - November 2017 · 3 yrs 4 mos

Western International Securities, INC.Broker

January 2009 - July 2014 · 5 yrs 6 mos

Essex National Securities, INC.Broker

April 2006 - January 2009 · 2 yrs 9 mos

Dfc Investor ServicesBroker

July 2001 - April 2006 · 4 yrs 9 mos

Fiserv Investor Services, INC.Broker

July 1999 - July 2001 · 2 yrs

State Registrations1 state

AdvisorBrokerBoth

Exams

No exam information available for this advisor.