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Edwin Tomohiro Suzuki

Westpark Capital, INC.
20 Years of Experience
2 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningHigh Net Worth
Westpark Capital, INC.
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
12 advisors
Number of Clients
234 clients
Average Client Portfolio
$203K average
Assets Under Management
$47.6M

Fee Structure

Location

2030 Main Street, Suite 210, Irvine, CA, 92614

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
February 2025
Final
Customer Dispute
March 2010
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Edwin is the VP of Operations at Diligent Financial Group, Inc., a financial planning firm. He is also a sub-agent of Farmer's Insurance for property and casualty insurance sales, dedicating about 10-20% of his time to this activity.

Employment History
Current Registrations
Westpark Capital, INC.Broker
July 2016 - Present · 9 yrs 7 mos
Westpark Capital, INC.
July 2016 - Present · 9 yrs 7 mos
Previous Registrations
Newport Coast Asset Management
May 2010 - August 2016 · 6 yrs 3 mos
Newport Coast Securities, INC.Broker
May 2010 - August 2016 · 6 yrs 3 mos
Private Asset Group, INC.Broker
January 2008 - April 2010 · 2 yrs 3 mos
Private Asset Advisors, INC.
June 2007 - May 2010 · 2 yrs 11 mos
Ameriprise Financial Services, INC.
December 2004 - October 2006 · 1 yr 10 mos
Ameriprise Financial Services, INC.Broker
November 2004 - October 2006 · 1 yr 11 mos
Ids Life Insurance CompanyBroker
November 2004 - July 2006 · 1 yr 8 mos
State Registrations7 states
AZCANCNVNYUTVA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.