Lawrence Cole
Lawrence Cole is a registered investment advisor at Private Advisor Group, LLC, based in Springfield, IL, with 37 years of industry experience. Lawrence operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Retirement Planning. Their firm serves 137,723 clients with $41B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Private Advisor Group offers investment management services where fees are based on a percentage of the value of your investments. The exact percentage is negotiable, up to a maximum of 2.00% per year, and is charged quarterly. Clients also pay brokerage commissions and transaction fees to the custodian. The firm may also charge a flat fee or an hourly fee for specific services.
Location
3330 Ginger Creek Dr. Ste C, Springfield, IL, 62702
Get directionsHistory
Regulatory History (4)
Customer Dispute
March 2013Customer Dispute
October 2002Customer Dispute
September 2002Customer Dispute
June 2002Other Business ActivitiesSells Insurance
Lawrence operates under the DBA Broadway Graham Wealth Partners for his LPL business and Private Advisor Group, dedicating full-time hours to providing investment advisory services. He also works with Financial Strategies Group, selling non-variable insurance products like Medicare supplement plans, spending minimal time on this activity.
Employment History
Current Registrations
Private Advisor Group, LLC
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Clearing Services, LLC
AXA Advisors, LLC
AXA Advisors, LLCBroker
The Equitable Life Assurance Society of the United StatesBroker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.