RV
RV

Ron Vinder

37 Years of Experience
New York, NY
1 DisclosureBroker

Ron Vinder is a registered investment advisor at Morgan Stanley, based in New York, NY, with 37 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...

Location

55 East 52nd Street, 28th Floor, New York, NY, 10055

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2004
Settled
Other Business Activities

Ron is the sole proprietor and president of Lab Graphics, a photo lab. He also made a non-investment related loan to April Jubela in 2017.

Employment History
Current Registrations
Morgan Stanley
May 2020 - Present · 6 yrs
Morgan StanleyBroker
March 2016 - Present · 10 yrs 2 mos
Previous Registrations
UBS Financial Services INC.
June 2009 - March 2016 · 6 yrs 9 mos
UBS Financial Services INC.Broker
February 2009 - March 2016 · 7 yrs 1 mo
Citigroup Global Markets INC.Broker
October 2005 - February 2009 · 3 yrs 4 mos
Morgan Stanley
December 2002 - October 2005 · 2 yrs 10 mos
Morgan Stanley Dw INC.Broker
April 1999 - October 2005 · 6 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 1995 - April 1999 · 4 yrs
Lehman Brothers INC.Broker
March 1989 - May 1995 · 6 yrs 2 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.