Larry Riley
Larry Riley is a registered investment advisor at LPL Financial LLC, based in Brownsburg, IN, with 36 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Brownsburg, IN
Get directionsHistory
Regulatory History (2)
Customer Dispute
January 2004Customer Dispute
March 2003Other Business Activities
Larry operates his LPL business through Riley Financial Group. He also works as a teacher for Brownsburg School Corp. for about 20% of his time and at Costco Wholesale for over half his time, helping customers.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Edward Jones
Edward JonesBroker
First Investors CorporationBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.