Scott Heyer is a registered investment advisor at Morgan Stanley, based in Tampa, FL, with 36 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
4890 West Kennedy Boulevard Suite 700, Tampa, FL, 33609
Get directionsHistory
Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2008Settled
Customer Dispute
April 2008Settled
Customer Dispute
March 2008Settled
Customer Dispute
March 2008Settled
Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Morgan Stanley
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Morgan Stanley & CO. Incorporated
August 2008 - June 2009 · 10 mos
Morgan Stanley & CO. IncorporatedBroker
August 2008 - June 2009 · 10 mos
UBS Financial Services INC.
February 2003 - August 2008 · 5 yrs 6 mos
UBS Financial Services INC.Broker
January 2003 - August 2008 · 5 yrs 7 mos
Davis Distributors, LLCBroker
November 1999 - January 2003 · 3 yrs 2 mos
Alliance Fund Distributors, INC.Broker
September 1997 - September 1999 · 2 yrs
Van Kampen American Capital Distributors, INC.Broker
January 1994 - August 1997 · 3 yrs 7 mos
New England SecuritiesBroker
November 1989 - June 1994 · 4 yrs 7 mos
State Registrations29 states
ALAZCACOCTDCDEFLGAINKSLAMAMDMINCNHNJNYOHPAPRSCSDTNTXVAWIWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.