Frederick Gunther
Frederick Gunther is a CFP-designated registered investment advisor at LPL Financial LLC, based in Raleigh, NC, with 35 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
9212 Falls of Neuse Rd Ste 221, Raleigh, NC, 27615
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Regulatory History (1)
Customer Dispute
October 2016Other Business Activities
Frederick operates Founders Wealth, LLC as a DBA for his LPL business. This activity is investment-related and takes up all of Frederick's time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Edward Jones
Edward JonesBroker
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
Robert W. Baird & CO. IncorporatedBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.