Yooni Chang is a registered investment advisor at LPL Financial LLC, based in Pasadena, CA, with 36 years of industry experience. Yooni is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
680 E Colorado Blvd. Suite 180, Pasadena, CA, 91101
Get directionsHistory
Regulatory History (2)
Customer Dispute
May 2002Customer Dispute
October 1998Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Republic Financial Services CorporationBroker
The Dreyfus Service CorporationBroker
Fimco Securities Group, INC.Broker
Fortis Investors, INC.Broker
State Registrations24 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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