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Salvatore Vallone

35 Years of Experience
Woodbury, NY
1 DisclosureBroker

Salvatore Vallone is a registered investment advisor at Wells Fargo Advisors, based in Woodbury, NY, with 35 years of industry experience. Salvatore is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

88 Froehlich Farm Blvd, Woodbury, NY, 11797

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2001
Denied
Employment History
Current Registrations
Wells Fargo Advisors
June 2009 - Present · 17 yrs 4 mos
Wells Fargo Clearing Services, LLCBroker
June 2009 - Present · 17 yrs 4 mos
Previous Registrations
UBS Financial Services INC.Broker
April 2002 - July 2009 · 7 yrs 3 mos
Prudential Securities IncorporatedBroker
May 1994 - April 2002 · 7 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 1992 - June 1994 · 2 yrs 4 mos
Prudential Securities IncorporatedBroker
October 1990 - February 1992 · 1 yr 4 mos
State Registrations12 states
CACTDCFLGAHIILNCNJNYPAVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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