SS
CFP
SS
CFP

Steven Scalici

31 Years of Experience
Palm Beach Gardens, FL
1 DisclosureBroker

Steven Scalici is a CFP-designated registered investment advisor at UBS Financial Services INC., based in Palm Beach Gardens, FL, with 31 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

3801 Pga Blvd., Suite 1000, Palm Beach Gardens, FL, 33410

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History

Regulatory History (1)
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Customer Dispute
December 2013
Denied
Other Business Activities

Steven is a pastor at Family Church of Jupiter since 2022. He also co-authored a book about generosity with Doug Twohill.

Employment History
Current Registrations
UBS Financial Services INC.Broker
November 2014 - Present · 11 yrs 6 mos
UBS Financial Services INC.
November 2014 - Present · 11 yrs 6 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 2009 - November 2014 · 5 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2009 - November 2014 · 5 yrs 5 mos
Invest Financial Corporation
July 2007 - July 2009 · 2 yrs
Invest Financial CorporationBroker
July 2007 - July 2009 · 2 yrs
Treasure Coast Financial Services
June 1999 - December 2007 · 8 yrs 6 mos
Mutual Service CorporationBroker
June 1998 - July 2007 · 9 yrs 1 mo
Legend Equities CorporationBroker
April 1995 - June 1998 · 3 yrs 2 mos
Legend Equities CorporationBroker
August 1994 - March 1995 · 7 mos
State Registrations24 states
AKCACOCTFLGAKYMAMDMOMSNCNHNJNVNYOHORPATNTXVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.