Henry Sobotka
Henry Sobotka is a registered investment advisor at UBS Financial Services INC., based in Florham Park, NJ, with 35 years of industry experience. Henry is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
Location
500 Campus Drive, 2nd Floor, Florham Park, NJ, 07932
Get directionsHistory
Regulatory History (1)
Customer Dispute
July 2021Other Business Activities
Henry is the proprietor and owner of a seasonal rental property, Bernice M. Sobotka Trust, since 2022. His duties include acting as a landlord.
Employment History
Current Registrations
UBS Financial Services INC.
UBS Financial Services INC.
UBS Financial Services INC.Broker
Previous Registrations
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Lehman Brothers INC.Broker
State Registrations30 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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