Phillip Benjamin
Phillip Benjamin is a registered investment advisor at Strategic Advisers LLC, based in Campbell, CA, with 17 years of industry experience. Phillip operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Retirement Planning. Their firm serves 2,031,770 clients with $1100B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.25% |
| $500K - $1.0M | 1.10% |
| $1.0M - $2.0M | 0.90% |
| $2.0M - $5.0M | 0.70% |
| $5M+ | 0.50% |
Fidelity Advisory Services: 1.10% on all assets. Wealth Management and Private Wealth Management: tiered fees as described above. Fees are subject to change and can be negotiated for certain accounts. Additional fees of up to 0.40% may apply for SMA Sleeves where advisory services are not provided solely by a Strategic Advisers affiliate.
Fee Estimator
Location
851 East Hamilton Ave, Ste 100, Campbell, CA, 95008-0600
Get directionsHistory
Regulatory History (9)
Financial
October 2018Judgment / Lien
September 2010Judgment / Lien
September 2010Judgment / Lien
March 2010Customer Dispute
August 2008Judgment / Lien
July 2008Judgment / Lien
July 2008Judgment / Lien
August 2007Judgment / Lien
March 2007Other Business Activities
Phillip works as a musician, performing locally 3-5 times per month on weekends. This takes a few hours per week and is not investment-related.
Employment History
Current Registrations
Strategic Advisers LLC
Fidelity Brokerage Services LLCBroker
Fidelity Brokerage Services LLC
Previous Registrations
Fidelity Personal and Workplace Advisors
Wells Fargo Investments, LLCBroker
Wells Fargo Investments, LLC
Banc of America Investment Services, INC.Broker
Banc of America Investment Services, INC.
Quick & Reilly, INC.
Quick & Reilly, INC.Broker
Morgan Stanley
Morgan Stanley Dw INC.Broker
Bisys Brokerage Services, INC.Broker
Citicorp Investment ServicesBroker
Painewebber IncorporatedBroker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.