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John Stone

Stiles Financial Services, INC.
28 Years of Experience
Edina, MN
4 DisclosuresMay Earn Commission
View SEC Summary
View SEC Summary

John Stone is a registered investment advisor at Stiles Financial Services, INC., based in Edina, MN, with 28 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 261 clients with $550M in assets under management.

Stiles Financial Services, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
8 advisors
Number of Clients
261 clients
Average Client Portfolio
$2.1M average
Assets Under Management
$548.7M

Fee Structure

Planning is included in investment management (also available separately)

Stiles Financial Services provides investment management through a wrap fee program, which bundles portfolio management and trade execution for a single asset-based fee. Complete details and fee schedules for this program are provided in a separate regulatory brochure.

View Full SEC Brochure

Location

7505 Metro Blvd, Suite 510, Edina, MN, 55439

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2010
Denied
Customer Dispute
August 2010
Denied
Employment Separation After Allegations
January 2010
Customer Dispute
February 2001
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Stiles Financial Services, INC.
April 2024 - Present · 2 yrs 6 mos
Previous Registrations
Ameriprise Financial Services, INC.
March 2017 - July 2018 · 1 yr 4 mos
Ameriprise Financial Services, INC.Broker
March 2017 - July 2018 · 1 yr 4 mos
American Enterprise Investment Services INC.Broker
January 2017 - March 2017 · 2 mos
Ameriprise Financial Services, INC.
December 2012 - December 2016 · 4 yrs
Ameriprise Financial Services, INC.Broker
December 2012 - January 2017 · 4 yrs 1 mo
Moors & Cabot, INC
April 2010 - December 2012 · 2 yrs 8 mos
Moors & Cabot, INC.Broker
February 2010 - December 2012 · 2 yrs 10 mos
Infinex Investments, INC.
April 2005 - February 2010 · 4 yrs 10 mos
Infinex Investments, INC.Broker
April 2005 - February 2010 · 4 yrs 10 mos
Nbc Securities, INC.
March 2003 - April 2005 · 2 yrs 1 mo
Nbc Securities, INC.Broker
February 2003 - April 2005 · 2 yrs 2 mos
A. G. Edwards & Sons, INC.
March 2001 - January 2003 · 1 yr 10 mos
A. G. Edwards & Sons, INC.Broker
February 2001 - January 2003 · 1 yr 11 mos
First Union Securities, INC.Broker
October 2000 - March 2001 · 5 mos
First Union Brokerage Services, INC.Broker
April 2000 - October 2000 · 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 1997 - April 2000 · 3 yrs 1 mo
Painewebber IncorporatedBroker
July 1994 - February 1997 · 2 yrs 7 mos
Smith Barney INC.Broker
July 1993 - July 1994 · 1 yr
Lehman Brothers INC.Broker
April 1992 - July 1993 · 1 yr 3 mos
State Registrations1 state
MN
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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