AS
AS

Ari Spar

33 Years of Experience
New York, NY
2 DisclosuresBroker

Ari Spar is a registered investment advisor at Morgan Stanley, based in New York, NY, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

55 East 52nd Street, 28th Floor, New York, NY, 10055

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2008
Settled
Customer Dispute
September 1998
Settled
Employment History
Current Registrations
Morgan StanleyBroker
January 2025 - Present · 1 yr 4 mos
Morgan Stanley
January 2025 - Present · 1 yr 4 mos
Previous Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
December 2015 - February 2025 · 9 yrs 2 mos
Stifel, Nicolaus & Company, Incorporated
December 2015 - February 2025 · 9 yrs 2 mos
Barclays Capital INC.
March 2009 - December 2015 · 6 yrs 9 mos
Barclays Capital INC.Broker
September 2008 - December 2015 · 7 yrs 3 mos
Lehman Brothers INC.
April 2008 - October 2008 · 6 mos
Lehman Brothers INC.Broker
April 1993 - September 2008 · 15 yrs 5 mos
Painewebber IncorporatedBroker
February 1993 - April 1993 · 2 mos
Lehman Brothers INC.Broker
October 1992 - January 1993 · 3 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.