Simon Wheeldon is a registered investment advisor at Morgan Stanley, based in Tampa, FL, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
4890 West Kennedy Boulevard Suite 700, Tampa, FL, 33609
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Regulatory History (2)
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Customer Dispute
June 2008Denied
Customer Dispute
June 1999Denied
Employment History
Current Registrations
Morgan StanleyBroker
May 2024 - Present · 2 yrs
Morgan Stanley
May 2024 - Present · 2 yrs
Previous Registrations
Ameriprise Financial Services, LLC
March 2020 - May 2024 · 4 yrs 2 mos
Ameriprise Financial Services, LLCBroker
March 2020 - May 2024 · 4 yrs 2 mos
UBS Financial Services INC.
August 2014 - March 2020 · 5 yrs 7 mos
UBS Financial Services INC.Broker
August 2014 - March 2020 · 5 yrs 7 mos
Wells Fargo Advisors, LLCBroker
April 2012 - August 2014 · 2 yrs 4 mos
Wells Fargo Advisors, LLC
April 2012 - August 2014 · 2 yrs 4 mos
Morgan Stanley Smith Barney LLC
June 2009 - May 2012 · 2 yrs 11 mos
Morgan Stanley Smith BarneyBroker
June 2009 - May 2012 · 2 yrs 11 mos
Morgan Stanley & CO. Incorporated
January 2008 - June 2009 · 1 yr 5 mos
Morgan Stanley & CO. IncorporatedBroker
January 2008 - June 2009 · 1 yr 5 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 1995 - January 2008 · 12 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 1995 - January 2008 · 12 yrs 7 mos
Olde Discount CorporationBroker
April 1993 - June 1995 · 2 yrs 2 mos
State Registrations25 states
ALARAZCACOCTFLGAIDILKSMAMDMIMOMTNCNJNMNYOHTNTXVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.