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Claude Corbett

Royal Fund Management, LLC
19 Years of Experience
Charlotte, NC
Sells Insurance
View SEC Summary
View SEC Summary

Claude Corbett is a registered investment advisor at Royal Fund Management, LLC, based in Charlotte, NC, with 19 years of industry experience. Claude operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 4,966 clients with $1.6B in assets under management.

Royal Fund Management, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
84 advisors
Number of Clients
4,966 clients
Average Client Portfolio
$314K average
Assets Under Management
$1.6B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $100K2.00%
$100K - $1.0M1.50%
$1M+1.25%

Options strategy has a separate fee schedule ranging from 1.50% to 2.00%. Dividend enhancement overlay strategy adds 0.25%. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Charlotte, NC

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Claude is an independent insurance agent for various insurance companies since 2020, selling health insurance, life, disability, long-term care, and annuities. This takes about a quarter of his time, with about 10-20% of his time during trading hours.

Employment History
Current Registrations
Royal Fund Management, LLC
February 2020 - Present · 6 yrs 8 mos
Previous Registrations
Horter Investment Management, LLC
January 2014 - April 2018 · 4 yrs 3 mos
Regal Investment Advisors LLC
January 2011 - March 2012 · 1 yr 2 mos
Esi Financial Advisors
November 2006 - December 2010 · 4 yrs 1 mo
1717 Capital Management Company
July 2003 - October 2006 · 3 yrs 3 mos
State Registrations1 state
NC
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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