FM
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Francis Moise is a registered investment advisor at Morgan Stanley, based in Charlotte, NC, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
6805 Carnegie Boulevard, Suite 400, Charlotte, NC, 28211
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Regulatory History (1)
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Customer Dispute
December 2014Settled
Other Business Activities
Francis allows the use of his yard for public parking as an independent contractor since 2013. He also serves as a trustee/co-trustee for a trust in South Carolina since 2022, dedicating a few hours per week to this role.
Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
December 2001 - April 2007 · 5 yrs 4 mos
Morgan Stanley Dw INC.Broker
August 1993 - April 2007 · 13 yrs 8 mos
State Registrations28 states
ALARAZCACOFLGAILINKYLAMAMDMEMIMOMTNCNJNYOHORPASCTNTXVAWV
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.