Lance Moody
Lance Moody is a registered investment advisor at Cetera Investment Advisers LLC, based in Boca Raton, FL, with 32 years of industry experience. Lance operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
2255 Glades Rd, Ste 324A, Boca Raton, FL, 33431
Get directionsHistory
Regulatory History (2)
Customer Dispute
January 2014Customer Dispute
October 1998Other Business ActivitiesSells Insurance
Lance is an owner, project manager, and design consultant for Perfect Home Construction, and a real estate associate focusing on residential sales and rentals, spending a few hours per week on the latter. He is also a co-owner of Group Health Solutions, selling group health and disability insurance to business owners, dedicating minimal time to this.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Investment Services LLC
Cetera Investment Services LLCBroker
Previous Registrations
Aegis Capital CORP.
Aegis Capital CORP.Broker
National Asset Management, INC.
National Securities CorporationBroker
Maxim Group LLCBroker
Raymond James Financial Services Advisors, INC
Raymond James Financial Services
Raymond James Financial Services, INC.Broker
Gilford Securities IncorporatedBroker
Wachovia Securities, INC.Broker
Janney Montgomery Scott LLCBroker
Painewebber IncorporatedBroker
Lehman Brothers INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.