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Garrett Buckley

32 Years of Experience
New York, NY
1 DisclosureBroker

Garrett Buckley is a registered investment advisor at Morgan Stanley, based in New York, NY, with 32 years of industry experience. Garrett is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23172 advisors
Number of Clients
2,703,720 clients
Average Client Portfolio
$726K average
Assets Under Management
$1961.9B

Fee Structure

Investment management only (planning not offered)

Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.

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Location

One Penn Plaza, 43rd Floor, New York, NY, 10119

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 1998
Settled
Other Business Activities

Garrett is a board member for a real estate rental property in Nashville, Indiana, since March 2022. He dedicates minimal time to property management outside of business hours.

Employment History
Current Registrations
Morgan Stanley
March 2014 - Present · 12 yrs 7 mos
Morgan StanleyBroker
June 2009 - Present · 17 yrs 4 mos
Previous Registrations
Citigroup Global Markets INC.Broker
September 1995 - June 2009 · 13 yrs 9 mos
Painewebber IncorporatedBroker
January 1995 - October 1995 · 9 mos
Kidder, Peabody & CO. IncorporatedBroker
February 1994 - January 1995 · 11 mos
State Registrations38 states
AZCACOCTDCDEFLGAHIILINKSMAMDMEMIMNMONCNHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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