Frank Alessio
Frank Alessio is a ChFC-designated registered investment advisor at Cetera Investment Advisers LLC, based in New York, NY, with 32 years of industry experience. Frank is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
1430 Broadway, 9th Fl, New York, NY, 10018
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Frank is a financial professional at Allied Wealth Partners, a financial services firm, since 2013. He spends about 10-20% of his time on this activity, all during trading hours.
Employment History
Current Registrations
Cetera Wealth Services, LLC
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Securian Financial Services, INC.
Securian Financial Services, INC.Broker
New England SecuritiesBroker
Joseph Stevens & Company, L.P.Broker
A.S. Goldmen & CO., INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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