Frank Alessio is a ChFC-designated registered investment advisor, based in New York, NY, with 31 years of industry experience.
Location
1430 Broadway, 9th Fl, New York, NY, 10018
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Frank is a financial professional at Allied Wealth Partners, a financial services firm, since 2013. He spends about 10-20% of his time on this activity, all during trading hours.
Employment History
Current Registrations
Cetera Wealth Services, LLC
August 2023 - Present · 2 yrs 11 mos
Cetera Investment Advisers LLC
August 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
August 2023 - Present · 2 yrs 11 mos
Previous Registrations
Securian Financial Services, INC.
February 2021 - August 2023 · 2 yrs 6 mos
Securian Financial Services, INC.Broker
December 2013 - August 2023 · 9 yrs 8 mos
New England SecuritiesBroker
September 1994 - December 2013 · 19 yrs 3 mos
Joseph Stevens & Company, L.P.Broker
May 1994 - June 1994 · 1 mo
A.S. Goldmen & CO., INC.Broker
March 1994 - May 1994 · 2 mos
State Registrations5 states
FLMANCNJNY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.