Winston Chung
Winston Chung is a registered investment advisor at Cetera Investment Advisers LLC, based in Roslyn, NY, with 30 years of industry experience. Winston operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Roslyn, NY
Get directionsHistory
Regulatory History (2)
Criminal
November 2011Customer Dispute
April 2010Other Business ActivitiesSells Insurance
Winston is a health insurance agent, a trustee for his parents' trust, a business consultant, a backup caregiver, and manages rental properties. He dedicates minimal time to the trust and rental properties, a few hours per week to health insurance, and about 10% of his time to business consulting.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Summit Financial Group INC
Summit Brokerage Services, INC.Broker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Citicorp Investment Services
Citicorp Investment ServicesBroker
Gruntal & CO. IncorporatedBroker
State Registrations5 states
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