JK
JK

Jaisuk Kim

30 Years of Experience
Indianapolis, IN
2 DisclosuresBroker

Jaisuk Kim is a registered investment advisor at LPL Financial LLC, based in Indianapolis, IN, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

9901 Fall Creek Road, Indianapolis, IN, 46256-4804

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2015
Denied
Customer Dispute
November 2010
Denied
Other Business Activities

Jaisuk operates under Old National Investments and Old National Wealth Advisors as a DBA for LPL business. He also serves as a financial advisor at Old National Bank, dedicating a few hours per week, and coaches for Zionsville Youth Soccer Association, spending about 10-20% of his time.

Employment History
Current Registrations
LPL Financial LLC
November 2009 - Present · 16 yrs 6 mos
LPL Financial LLC
November 2009 - Present · 16 yrs 6 mos
LPL Financial LLCBroker
November 2009 - Present · 16 yrs 6 mos
Previous Registrations
Invest Financial CorporationBroker
April 2009 - December 2009 · 8 mos
Invest Financial Corporation
April 2009 - December 2009 · 8 mos
Investment Professionals, INC.
April 2007 - May 2009 · 2 yrs 1 mo
Investment Professionals, INC.Broker
April 2007 - May 2009 · 2 yrs 1 mo
Fifth Third Securities, INC.
January 2005 - April 2007 · 2 yrs 3 mos
Fifth Third Securities, INC.Broker
September 2004 - April 2007 · 2 yrs 7 mos
Raymond James & Associates, INC.
February 2003 - September 2004 · 1 yr 7 mos
Raymond James & Associates, INC.Broker
December 2002 - September 2004 · 1 yr 9 mos
Mcdonald Investments INC.
September 1999 - December 2002 · 3 yrs 3 mos
Mcdonald Investments INC.Broker
May 1999 - December 2002 · 3 yrs 7 mos
Key Investments INC.Broker
July 1998 - May 1999 · 10 mos
Piper Jaffray INC.Broker
July 1994 - May 1997 · 2 yrs 10 mos
State Registrations15 states
AZCADCFLGAINKYMDMIMNNCOHSCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.