Carlos Rasmussen
Carlos Rasmussen is a PFS-designated registered investment advisor at Centaurus Financial, INC., based in Anaheim, CA, with 26 years of industry experience. Carlos operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 2 more. Their firm serves 38,049 clients with $7.3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Centaurus Financial's advisors manage client accounts through various programs, charging an annual fee based on the amount invested. Fees are negotiable and can be a flat percentage or tiered, where the rate decreases as the portfolio value increases. Additional charges may include transaction fees, custodial fees, and internal fund fees.
Maximum advisory fees:
- Alpha, Beta, ABJ, Omega, Delta: 2.25%
- AA & VL: 1.50%
- Adviser-Directed: 1.35%
- FlexUMA: 2.25%
Third-Party Money Managers (TPMMs) charge fees ranging from 1.00% to 3.00%.
Location
2300 E. Katella Avenue, Suite #200, Anaheim, CA, 92806
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Carlos is an agent selling personal and commercial property casualty insurance through CGM Risk Management and Insurance Services LLC since 2018. He also serves as President and Chairman of the Board for Rasmussen Capital Management Inc., where he is involved in insurance sales, tax preparation, financial modeling, and business consulting, dedicating nearly full-time hours to this role. Additionally, Carlos holds positions at Sound Christian Counseling, Inc. and Rasmussen Capital Management, Inc. providing business valuation, exit planning services, executive coaching and human resource consulting services.
Employment History
Current Registrations
Centaurus Financial, INC.Broker
Centaurus Financial, INC.
Previous Registrations
Symetra Investment Services, INC.
Symetra Investment Services, INC.Broker
Woodbury Financial Services, INC.
Woodbury Financial Services, INC.Broker
Allmerica Investments, INC.Broker
Financial Network Investment CorporationBroker
Titan/value Equities Group, INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.