Jason Smith
Jason Smith is a CFP-designated registered investment advisor at Berthel Fisher & Company Financial Services, INC., based in Cedar Rapids, IA, with 30 years of industry experience. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 2,942 clients with $800M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Berthel Fisher offers asset management services through various platforms. Fees are based on the amount of assets managed and are negotiable, with a maximum of 2.5% annually. Fees may be charged in advance or arrears, monthly or quarterly. Clients may incur additional charges from third parties, such as mutual fund expenses and IRA fees. Berthel Fisher prohibits purchases of 12b-1 fee-paying share classes in managed accounts. Clients should discuss the costs and benefits of each platform with their advisor to select the most suitable option.
Location
4201 42nd Street Ne, Suite 100, Cedar Rapids, IA, 52402
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Jason is an insurance agent selling life insurance since 2019, and also self-published a book. He also works in package handling about half his time and owns an LLC for receiving IAR fees.
Employment History
Current Registrations
Bfc Planning, INC.
Berthel, Fisher & Company Financial Services, INC.Broker
Previous Registrations
Voya Financial Advisors, INC.
Voya Financial Advisors, INC.Broker
Union Capital Company
Union Capital CompanyBroker
Metlife Securities INC.Broker
Compass Brokerage, INC.Broker
Aig Financial Advisors, INC.Broker
USAA Investment Management CompanyBroker
Union Capital CompanyBroker
Sentra Securities CorporationBroker
Charles Schwab & CO., INC.Broker
Fox & Company Investments INC.Broker
Pruco Securities CorporationBroker
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Morgan Stanley Dw INC.Broker
Quick & Reilly, INC.Broker
Charles Schwab & CO., INC.Broker
Dean Witter Reynolds INC.Broker
Everen Securities, INC.Broker
Charles Schwab & CO., INC.Broker
Roney & CO.Broker
Chatfield Dean & CO., INC.Broker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.