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CFP

Christopher Stimming

Morgan Stanley
30 Years of Experience
Houston, TX
3 DisclosuresBroker
View SEC Summary
View SEC Summary

Christopher Stimming is a CFP-designated registered investment advisor at Morgan Stanley, based in Houston, TX, with 30 years of industry experience. Christopher is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.

Morgan Stanley
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23172 advisors
Number of Clients
2,703,720 clients
Average Client Portfolio
$726K average
Assets Under Management
$1961.9B

Fee Structure

Investment management only (planning not offered)

Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.

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Location

2800 Post Oak Boulevard, Suite 3200, Houston, TX, 77056

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2022
Denied
Customer Dispute
July 2014
Denied
Customer Dispute
December 2008
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Morgan Stanley
May 2022 - Present · 4 yrs 5 mos
Morgan StanleyBroker
May 2022 - Present · 4 yrs 5 mos
Previous Registrations
J.P. Morgan Securities LLCBroker
October 2012 - May 2022 · 9 yrs 7 mos
J.P. Morgan Securities LLC
October 2012 - May 2022 · 9 yrs 7 mos
Chase Investment Services CORP.Broker
May 2012 - October 2012 · 5 mos
Chase Investment Services CORP.
May 2012 - October 2012 · 5 mos
Barclays Capital INC.
July 2009 - May 2012 · 2 yrs 10 mos
Barclays Capital INC.Broker
July 2009 - May 2012 · 2 yrs 10 mos
Morgan Stanley Smith BarneyBroker
June 2009 - July 2009 · 1 mo
Morgan Stanley Smith Barney LLC
June 2009 - July 2009 · 1 mo
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley Dw INC.Broker
August 2004 - April 2007 · 2 yrs 8 mos
Morgan Stanley
August 2004 - April 2007 · 2 yrs 8 mos
Citigroup Global Markets INC.
April 2004 - September 2004 · 5 mos
Citigroup Global Markets INC.Broker
April 2004 - September 2004 · 5 mos
Amvescap Services, INC.Broker
March 1998 - April 2004 · 6 yrs 1 mo
Invesco Distributors, INC.Broker
October 1997 - December 1997 · 2 mos
Invesco Services, INC.Broker
August 1997 - September 1997 · 1 mo
Invesco Funds Group, INC.Broker
February 1996 - February 1997 · 1 yr
Bank South Investment Services, INC.Broker
August 1995 - January 1996 · 5 mos
State Registrations18 states
ALARAZCACODEILINLAMAMNNCNJNYOKPATXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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