CS
CFP
CS
CFP
Christopher Stimming
29 Years of Experience
Houston, TX
3 DisclosuresBroker
Christopher Stimming is a CFP-designated registered investment advisor at Morgan Stanley, based in Houston, TX, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
2800 Post Oak Boulevard, 18th Floor, Houston, TX, 77056
Get directionsHistory
Regulatory History (3)
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Customer Dispute
December 2022Denied
Customer Dispute
July 2014Denied
Customer Dispute
December 2008Denied
Employment History
Current Registrations
Morgan Stanley
May 2022 - Present · 4 yrs
Morgan StanleyBroker
May 2022 - Present · 4 yrs
Previous Registrations
J.P. Morgan Securities LLCBroker
October 2012 - May 2022 · 9 yrs 7 mos
J.P. Morgan Securities LLC
October 2012 - May 2022 · 9 yrs 7 mos
Chase Investment Services CORP.Broker
May 2012 - October 2012 · 5 mos
Chase Investment Services CORP.
May 2012 - October 2012 · 5 mos
Barclays Capital INC.
July 2009 - May 2012 · 2 yrs 10 mos
Barclays Capital INC.Broker
July 2009 - May 2012 · 2 yrs 10 mos
Morgan Stanley Smith BarneyBroker
June 2009 - July 2009 · 1 mo
Morgan Stanley Smith Barney LLC
June 2009 - July 2009 · 1 mo
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley Dw INC.Broker
August 2004 - April 2007 · 2 yrs 8 mos
Morgan Stanley
August 2004 - April 2007 · 2 yrs 8 mos
Citigroup Global Markets INC.
April 2004 - September 2004 · 5 mos
Citigroup Global Markets INC.Broker
April 2004 - September 2004 · 5 mos
Amvescap Services, INC.Broker
March 1998 - April 2004 · 6 yrs 1 mo
Invesco Distributors, INC.Broker
October 1997 - December 1997 · 2 mos
Invesco Services, INC.Broker
August 1997 - September 1997 · 1 mo
Invesco Funds Group, INC.Broker
February 1996 - February 1997 · 1 yr
Bank South Investment Services, INC.Broker
August 1995 - January 1996 · 5 mos
State Registrations17 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.