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Jack Moss

First Kentucky Securities CORP
31 Years of Experience
Louisville, KY
1 DisclosureBroker
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Jack Moss is a registered investment advisor at First Kentucky Securities CORP, based in Louisville, KY, with 31 years of industry experience. Jack is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, High Net Worth, Insurance Planning, Investment Management, and 2 more. Their firm serves 1,530 clients with $570M in assets under management.

First Kentucky Securities CORP
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
15 advisors
Number of Clients
1,530 clients
Average Client Portfolio
$370K average
Assets Under Management
$566.0M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Annual fee of up to 1.00% of managed assets. For households with more than $1 million in assets, the total fee is capped at a maximum amount.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Louisville, KY

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History

Regulatory History (1)
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Criminal
November 1985
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Jack is a board member of the Morton Center, a non-profit organization, and co-trustee of the Betty Gibbs Trust.

Employment History
Current Registrations
First Kentucky Securities CORP
January 2013 - Present · 13 yrs 9 mos
First Kentucky Securities Corporation
September 2005 - Present · 21 yrs 1 mo
First Kentucky Securities CorporationBroker
September 2005 - Present · 21 yrs 1 mo
Previous Registrations
First Kentucky Securities CORP
October 2005 - December 2012 · 7 yrs 2 mos
Morgan Stanley
April 2001 - August 2005 · 4 yrs 4 mos
Morgan Stanley Dw INC.Broker
May 1995 - August 2005 · 10 yrs 3 mos
State Registrations1 state
KY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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