Ryan O'connor is a CFP-designated registered investment advisor at First Kentucky Securities CORP, based in Louisville, KY, with 16 years of industry experience. Ryan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 1,530 clients with $570M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
FKSC offers investment management through its Advisory Fee Program (Non-Wrap). Clients pay an annual fee of up to 1.00% of the assets managed. For households with over $1 million in assets, the total fee is capped. Fees are billed quarterly in advance. One IAR team offers the FKSC non-wrap program and that all other client accounts are managed on a wrap basis. FKSC may also charge performance-based fees to qualified clients.
Location
4360 Brownsboro Road, Suite 300, Louisville, KY, 40207
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Ryan is a FINRA arbitrator, pending training, and the President of the Board of Directors for Willowgate HOA. He also has involvement with First Kentucky Stock, though the nature of this involvement is not specified.
Employment History
Current Registrations
First Kentucky Securities CORP
First Kentucky Securities CorporationBroker
Previous Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
State Registrations37 states
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