RO
CFP
RO
CFP

Ryan Patrick O'connor

16 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
15 advisors
Number of Clients
1,751 clients
Average Client Portfolio
$388K average
Assets Under Management
$678.6M

Fee Structure

Minimum Investment:$10K
Financial Planning:Investment management only
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Location

4360 Brownsboro Road, Suite 300, Louisville, KY, 40207

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Ryan is a FINRA arbitrator, pending training, and the President of the Board of Directors for Willowgate HOA. He also has involvement with First Kentucky Stock, though the nature of this involvement is not specified.

Employment History
Current Registrations
First Kentucky Securities CORP
November 2014 - Present · 11 yrs 3 mos
First Kentucky Securities CorporationBroker
May 2014 - Present · 11 yrs 9 mos
Previous Registrations
UBS Financial Services INC.
August 2009 - June 2014 · 4 yrs 10 mos
UBS Financial Services INC.Broker
July 2009 - June 2014 · 4 yrs 11 mos
State Registrations38 states
AKALARAZCACOCTDCFLGAIDILINKYMDMEMIMNMONCNDNJNMNVNYOHORPASCSDTNTXUTVAVTWAWVWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Ryan Patrick O'connor - Financial Advisor | TrueAdvisor