Mary Jane Jennings

CFP

First Kentucky Securities CORP

37 Years of Experience

1 DisclosureBroker

View SEC Summary

Areas of Practice

Investment Management

First Kentucky Securities CORP

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

15 advisors

Number of Clients

1,751 clients

Average Client Portfolio

$388K average

Assets Under Management

$678.6M

Fee Structure

Minimum Investment:$10K

Financial Planning:Investment management only

Location

4360 Brownsboro Road, Suite 300, Louisville, KY, 40207

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History

Regulatory History (1)

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Customer Dispute

October 2001

Denied

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Other Business Activities

Mary is a fundraiser for Impact 100 Louisville, a non-profit organization, spending a few hours per week. She also owns First Kentucky Stock.

Employment History

Current Registrations

First Kentucky Securities CORP

October 2015 - Present · 10 yrs 4 mos

First Kentucky Securities CorporationBroker

October 2015 - Present · 10 yrs 4 mos

Previous Registrations

U.S. Bancorp Investments, INC.Broker

July 2010 - November 2015 · 5 yrs 4 mos

U.S. Bancorp Investments, INC.

July 2010 - November 2015 · 5 yrs 4 mos

PNC InvestmentsBroker

January 2004 - July 2010 · 6 yrs 6 mos

PNC Investments

January 2004 - July 2010 · 6 yrs 6 mos

Hilliard Lyons Asset Management

June 2003 - January 2004 · 7 mos

J.J.B. Hilliard, W.L. Lyons, INC.Broker

June 2002 - January 2004 · 1 yr 7 mos

PNC Brokerage CORPBroker

May 1994 - June 2002 · 8 yrs 1 mo

Pml Securities CompanyBroker

January 1994 - May 1994 · 4 mos

Metlife Securities INC.Broker

July 1988 - January 1994 · 5 yrs 6 mos

Metropolitan Life Insurance CompanyBroker

July 1988 - January 1994 · 5 yrs 6 mos

State Registrations18 states

ALCAFLGAIDILINKYMDNCNDNVNYOHTNVAWIWV

AdvisorBrokerBoth

Exams

No exam information available for this advisor.