MH
MH

Michael Horlander

31 Years of Experience
Louisville, KY
1 DisclosureBroker

Michael Horlander is a registered investment advisor at First Kentucky Securities CORP, based in Louisville, KY, with 31 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, High Net Worth, Insurance Planning, Investment Management, and 2 more. Their firm serves 1,530 clients with $570M in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
15 advisors
Number of Clients
1,530 clients
Average Client Portfolio
$370K average
Assets Under Management
$566.0M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Annual fee of up to 1.00% of managed assets. For households with more than $1 million in assets, the total fee is capped at a maximum amount.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

4360 Brownsboro Road, Suite 300, Louisville, KY, 40207

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2009
Settled
Employment History
Current Registrations
First Kentucky Securities CORP
January 2013 - Present · 13 yrs 9 mos
First Kentucky Securities CorporationBroker
January 2010 - Present · 16 yrs 9 mos
Previous Registrations
Morgan Keegan & Company, INC.Broker
April 2002 - January 2010 · 7 yrs 9 mos
UBS Painewebber INC.Broker
December 1998 - April 2002 · 3 yrs 4 mos
Morgan Keegan & Company, INC.Broker
June 1995 - December 1998 · 3 yrs 6 mos
State Registrations10 states
CAFLGAILINKYNYOHTNVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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