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Patrick Infante

LPL Financial LLC
30 Years of Experience
Los Angeles, CA
3 DisclosuresBroker
View SEC Summary
View SEC Summary

Patrick Infante is a registered investment advisor at LPL Financial LLC, based in Los Angeles, CA, with 30 years of industry experience. Patrick is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

5651 W Manchester Ave., Los Angeles, CA, 90045

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2025
Settled
Financial
October 2021
Final
Employment Separation After Allegations
July 2017
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
LPL Financial LLCBroker
May 2025 - Present · 1 yr 5 mos
LPL Financial LLC
May 2025 - Present · 1 yr 5 mos
Previous Registrations
Cuso Financial Services, L.P.
June 2022 - May 2025 · 2 yrs 11 mos
Cuso Financial Services, L.P.Broker
June 2022 - May 2025 · 2 yrs 11 mos
Prudential Financial Planning Services
February 2020 - June 2022 · 2 yrs 4 mos
Pruco Securities, LLC.Broker
February 2020 - June 2022 · 2 yrs 4 mos
Siebert Advisornxt, INC.
April 2018 - January 2020 · 1 yr 9 mos
Muriel Siebert & CO., INC.Broker
January 2018 - January 2020 · 2 yrs
Stockcross Financial Services
August 2017 - December 2017 · 4 mos
Stockcross Financial Services, INC.Broker
August 2017 - December 2017 · 4 mos
Wells Fargo Clearing Services, LLCBroker
January 2011 - August 2017 · 6 yrs 7 mos
Wells Fargo Clearing Services, LLC
January 2011 - August 2017 · 6 yrs 7 mos
Wells Fargo Investments, LLC
May 2009 - January 2011 · 1 yr 8 mos
Wells Fargo Investments, LLCBroker
February 2009 - January 2011 · 1 yr 11 mos
E*trade Securities LLCBroker
April 2007 - March 2009 · 1 yr 11 mos
Banc of America Investment Services, INC.Broker
February 2007 - March 2007 · 1 mo
TD Ameritrade, INC.Broker
August 2000 - December 2006 · 6 yrs 4 mos
Painewebber IncorporatedBroker
June 1998 - July 2000 · 2 yrs 1 mo
Merit Capital Associates, INC.Broker
October 1997 - April 1998 · 6 mos
D.L. Cromwell Investments, INC.Broker
September 1997 - October 1997 · 1 mo
Vtr Capital, INC.Broker
February 1997 - September 1997 · 7 mos
Sovereign Equity Management CORP.Broker
December 1996 - February 1997 · 2 mos
Biltmore Securities, INCBroker
March 1996 - December 1996 · 9 mos
Biltmore Securities, INCBroker
February 1996 - March 1996 · 1 mo
State Registrations20 states
ARAZCACOFLGAIDLAMTNCNVNYORPASCTNTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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Patrick Infante - Financial Advisor | TrueAdvisor