Cain Kobert
Cain Kobert is a CFP-designated registered investment advisor at LPL Financial LLC, based in Naples, FL, with 29 years of industry experience. Cain is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
200 Aviation Drive N. Ste 9, Naples, FL, 34104
Get directionsHistory
Regulatory History (2)
Regulatory
August 2024Customer Dispute
March 2024Other Business ActivitiesSells Insurance
Cain operates Rocky Mountain Wealth Management, LLC as a DBA for LPL business and is an IAR for IHT Wealth Management, providing investment advisory services full-time. Cain also owns bucking bulls for agricultural purposes, dedicating minimal time to this activity.
Employment History
Current Registrations
LPL Financial LLC
Iht Wealth Management LLC
LPL Financial LLCBroker
Previous Registrations
Independent Financial Partners
LPL Financial LLC
Western Wealth Management LLC
Western Wealth Management LLC
LPL Financial LLC
Piper Jaffray & CO.
Piper Jaffray & CO.Broker
Dean Witter Reynolds INC.Broker
Painewebber IncorporatedBroker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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