James King
James King is a registered investment advisor at Centaurus Financial, INC., based in Anaheim, CA, with 54 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 2 more. Their firm serves 38,049 clients with $7.3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Centaurus Financial's advisors manage client accounts through various programs, charging an annual fee based on the amount invested. Fees are negotiable and can be a flat percentage or tiered, where the rate decreases as the portfolio value increases. Additional charges may include transaction fees, custodial fees, and internal fund fees.
Maximum advisory fees:
- Alpha, Beta, ABJ, Omega, Delta: 2.25%
- AA & VL: 1.50%
- Adviser-Directed: 1.35%
- FlexUMA: 2.25%
Third-Party Money Managers (TPMMs) charge fees ranging from 1.00% to 3.00%.
Location
2300 E. Katella Avenue, Suite #200, Anaheim, CA, 92806
Get directionsHistory
Regulatory History (8)
Customer Dispute
March 2011Customer Dispute
December 2004Customer Dispute
September 2004Customer Dispute
July 2004Customer Dispute
March 1996Customer Dispute
November 1995Customer Dispute
May 1995Customer Dispute
October 1986Other Business Activities
James is a director/consultant at Brokerage Design & Development and a marketing consultant at Hamilton Strategic Marketing, dedicating minimal time to each. He also owns Wespac Tax Service, where he spends minimal time on tax preparation.
Employment History
Current Registrations
Centaurus Financial, INC.
Centaurus Financial, INC.Broker
Previous Registrations
Brokerage Design & Development, INC.Broker
Robert Scott Securities, INC.Broker
Titan/value Equities Group, INC.Broker
Imperial Distributors, INC.Broker
Brokers Distributors, INCBroker
M. H. Deckard & CO., INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.