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Shawn Travers is a registered investment advisor at Morgan Stanley, based in San Rafael, CA, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1101 5th AVENUE, Suite 275, San Rafael, CA, 94901
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Regulatory History (2)
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Financial
June 2019Final
Financial
September 2016Final
Employment History
Current Registrations
Morgan StanleyBroker
April 2018 - Present · 8 yrs 1 mo
Morgan Stanley
April 2018 - Present · 8 yrs 1 mo
Previous Registrations
Wells Fargo Clearing Services, LLC
January 2011 - February 2018 · 7 yrs 1 mo
Wells Fargo Clearing Services, LLCBroker
January 2011 - February 2018 · 7 yrs 1 mo
Wells Fargo Investments, LLCBroker
March 2004 - January 2011 · 6 yrs 10 mos
Wells Fargo Investments, LLC
March 2004 - January 2011 · 6 yrs 10 mos
UBS Financial Services INC.
June 2000 - December 2003 · 3 yrs 6 mos
UBS Financial Services INC.Broker
August 1999 - December 2003 · 4 yrs 4 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.