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Mark Vandeburgt

Wells Fargo Advisors
27 Years of Experience
Westlake Village, CA
4 DisclosuresBroker
View SEC Summary
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Mark Vandeburgt is a registered investment advisor at Wells Fargo Advisors, based in Westlake Village, CA, with 27 years of industry experience. Mark is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

View Full SEC Brochure

Location

3059 Townsgate Rd 4th Fl/Ste 400, [Ld-Rbo], Westlake Village, CA, 91361

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2013
Award / Judgment
Customer Dispute
June 2009
Settled
Customer Dispute
October 2008
Settled
Customer Dispute
October 2000
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
January 2011 - Present · 15 yrs 9 mos
Wells Fargo Advisors
January 2011 - Present · 15 yrs 9 mos
Previous Registrations
Wells Fargo Investments, LLC
March 2005 - January 2011 · 5 yrs 10 mos
Wells Fargo Investments, LLCBroker
March 2005 - January 2011 · 5 yrs 10 mos
Wm Financial Services, INC.Broker
August 2002 - March 2005 · 2 yrs 7 mos
Wm Financial Services, INC.
August 2002 - March 2005 · 2 yrs 7 mos
Salomon Smith Barney INC.
January 2001 - August 2002 · 1 yr 7 mos
Salomon Smith Barney INC.Broker
January 2001 - August 2002 · 1 yr 7 mos
Painewebber IncorporatedBroker
October 1998 - February 2001 · 2 yrs 4 mos
State Registrations22 states
CADEFLHIIDILINMAMDMNMTNCNVNYORSCSDTNTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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