Karen Frankfort
Karen Frankfort is a registered investment advisor at Arax Advisory Partners, based in Houston, TX, with 27 years of industry experience. Karen is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Business Owners, Charitable Giving, Corporate Executives, and 9 more. Their firm serves 15,662 clients with $27B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 3.00% |
Rates generally range from 0.50% to 3.00% per year for assets under management, varying based on account size and complexity. Fees are negotiable.
Fee Estimator
Location
4444 Westheimer Road, Suite G500, Houston, TX, 77027
Get directionsHistory
Regulatory History (1)
Financial
January 2017Other Business Activities
Karen is a sales agent for Mary Kay cosmetics since 2021, dedicating a few hours per week. She is also a registered representative and investment advisor representative for USCA Securities, LLC and USCWA, LLC, respectively, spending minimal time on these roles.
Employment History
Current Registrations
Arax Advisory Partners
Usca Securities LLCBroker
Previous Registrations
U.S. Capital Wealth Advisors, LLC
Usca RIA LLC
UBS Financial Services INC.
UBS Financial Services INC.Broker
Oppenheimer & CO. INC.Broker
American General Distributors, INC.Broker
Goldk Investment Services, INCBroker
A I M Distributors, INC.Broker
State Registrations33 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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