SO
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Sean O'donnell
28 Years of Experience
Los Angeles, CA
2 DisclosuresBroker
Sean O'donnell is a registered investment advisor at Morgan Stanley, based in Los Angeles, CA, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
444 South Flower Street,34th Floor, Los Angeles, CA, 90071
Get directionsHistory
Regulatory History (2)
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Customer Dispute
April 2009Settled
Customer Dispute
October 2008Denied
Employment History
Current Registrations
Morgan StanleyBroker
July 2024 - Present · 1 yr 10 mos
Morgan Stanley
July 2024 - Present · 1 yr 10 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2015 - July 2024 · 8 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2015 - July 2024 · 8 yrs 8 mos
UBS Financial Services INC.
April 2009 - December 2015 · 6 yrs 8 mos
UBS Financial Services INC.Broker
April 2009 - December 2015 · 6 yrs 8 mos
Wells Fargo Investments, LLC
May 2001 - April 2009 · 7 yrs 11 mos
Wells Fargo Investments, LLCBroker
May 2001 - April 2009 · 7 yrs 11 mos
Wells Fargo Securities INC.Broker
July 1997 - May 2001 · 3 yrs 10 mos
State Registrations30 states
ALAZCACOCTFLGAHIIDILINKSMAMDMSMTNCNHNJNMNVNYORPARISCTXVAWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.