Shawn Kelley
Shawn Kelley is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Cincinnati, OH, with 28 years of industry experience. Shawn operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.
Location
3805 Edwards Road, Suite 200, Cincinnati, OH, 45209
Get directionsHistory
Regulatory History (2)
Customer Dispute
July 2009Regulatory
August 2007Other Business Activities
Shawn is the managing partner and 100% owner of Kelley Financial Group, Inc. and 100% owner/president of The Kelley Group/Strategic Employee Benefits Services, Inc. He also owns 50% of Interactive Enrollment Services Inc. (about 10-20% of his time), >100% owner of Five Arrow Farm LLC (minimal time), and 20% owner of Kelley Brothers Drilling (minimal time).
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
Previous Registrations
Northwestern Mutual Investment Services,llc
Robert W. Baird & CO. IncorporatedBroker
State Registrations51 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.