PL
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Patrick Louis
6 Years of Experience
Cincinnati, OH
1 DisclosureBroker
Patrick Louis is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Cincinnati, OH, with 6 years of industry experience. Patrick operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.
Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified
Fee Structure
Investment management only (planning not offered)
NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.
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Location
3805 Edwards Road, Suite 200, Cincinnati, OH, 45209
Get directionsHistory
Regulatory History (1)
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Customer Dispute
November 2025Denied
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
August 2022 - Present · 3 yrs 9 mos
Northwestern Mutual Investment Services, LLCBroker
August 2022 - Present · 3 yrs 9 mos
Previous Registrations
Fidelity Personal and Workplace Advisors
February 2020 - June 2022 · 2 yrs 4 mos
Fidelity Brokerage Services LLCBroker
August 2019 - May 2022 · 2 yrs 9 mos
State Registrations10 states
CAFLGAILINKYOHPATXWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.