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Patrick Louis

Northwestern Mutual Investment Services,llc
6 Years of Experience
Cincinnati, OH
1 DisclosureBroker
View SEC Summary
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Patrick Louis is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Cincinnati, OH, with 6 years of industry experience. Patrick is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 1 clients.

Northwestern Mutual Investment Services,llc
Compensation
Fixed/Hourly
Firm Size
2131 advisors
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

3805 Edwards Road, Suite 200, Cincinnati, OH, 45209

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2025
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
August 2022 - Present · 4 yrs 2 mos
Northwestern Mutual Investment Services, LLCBroker
August 2022 - Present · 4 yrs 2 mos
Previous Registrations
Fidelity Personal and Workplace Advisors
February 2020 - June 2022 · 2 yrs 4 mos
Fidelity Brokerage Services LLCBroker
August 2019 - May 2022 · 2 yrs 9 mos
State Registrations16 states
ARAZCAFLGAILINKSKYMANCNYOHPATXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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