MJ
MJ

Matthew Johnson

22 Years of Experience
Cincinnati, OH
3 DisclosuresBrokerSells Insurance

Matthew Johnson is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Cincinnati, OH, with 22 years of industry experience. Matthew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

3805 Edwards Road, Suite 200, Cincinnati, OH, 45209

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
July 2022
Judgment / Lien
May 2022
Criminal
December 1997
Final Disposition
Other Business ActivitiesSells Insurance

Matthew may earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products. He is also the Treasurer of Mt. Lookout Community Council in Cincinnati, Ohio.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
April 2007 - Present · 19 yrs 1 mo
Northwestern Mutual Investment Services, LLCBroker
July 2003 - Present · 22 yrs 10 mos
State Registrations18 states
AZCACOFLILINKYMDMNNCNMNYOHSCSDTXVAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Matthew Johnson - Financial Advisor | TrueAdvisor