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Andrew Scarpitti

16 Years of Experience
Cincinnati, OH
3 DisclosuresBrokerSells Insurance

Andrew Scarpitti is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Cincinnati, OH, with 16 years of industry experience. Andrew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

3805 Edwards Road, Suite 200, Cincinnati, OH, 45209

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
February 2016
Final
Regulatory
July 2015
Final
Regulatory
January 2011
Final
Other Business ActivitiesSells Insurance

Andrew earns commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products. He also owns AJS Cincy LLC and LWC USA LLC, dedicating about half of his time to each, and owns Ambleside 2830 LLC, an investment property, requiring minimal time.

Employment History
Current Registrations
Northwestern Mutual Investment Services, LLCBroker
March 2009 - Present · 17 yrs 2 mos
State Registrations37 states
ARAZCACOCTDCFLGAHIIAIDILINKSKYLAMAMDMEMIMNMONCNJNVNYOHORPARISCTNTXUTVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Andrew Scarpitti - Financial Advisor | TrueAdvisor