SJ
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Scott Johnston

28 Years of Experience
Syracuse, NY
1 DisclosureBroker

Scott Johnston is a registered investment advisor at Morgan Stanley, based in Syracuse, NY, with 28 years of industry experience. Scott is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23172 advisors
Number of Clients
2,703,720 clients
Average Client Portfolio
$726K average
Assets Under Management
$1961.9B

Fee Structure

Investment management only (planning not offered)

Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.

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Location

250 South Clinton Street, Suite 500, Syracuse, NY, 13202

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2004
Closed-No Action
Other Business Activities

Scott is the treasurer for the Syracuse Executives Association, effective November 2012. This activity requires minimal time.

Employment History
Current Registrations
Morgan Stanley
May 2020 - Present · 6 yrs 5 mos
Morgan StanleyBroker
June 2009 - Present · 17 yrs 4 mos
Previous Registrations
Citigroup Global Markets INC.Broker
September 1999 - June 2009 · 9 yrs 9 mos
Painewebber IncorporatedBroker
August 1997 - February 1999 · 1 yr 6 mos
State Registrations32 states
ALAZCACOCTDEFLGAHIIAINMAMDMEMNMONCNHNJNYOHORPARISCTNTXUTVAVTWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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