Jaime Rullan-Ferrao
Jaime Rullan-Ferrao is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Guaynabo, PR, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
15 2nd St / 15 Calle 2, Guaynabo, PR, 00968
Get directionsHistory
Regulatory History (9)
Customer Dispute
May 2024Customer Dispute
October 2018Customer Dispute
October 2018Customer Dispute
September 2018Customer Dispute
April 2016Customer Dispute
January 2015Customer Dispute
October 2014Customer Dispute
August 2014Customer Dispute
June 2014Other Business Activities
Jaime is a vice president at Pauta Publicidad Creativa, an advertising/marketing business, dedicating minimal time as a passive partner. Jaime also holds a passive membership in Small Time S LLC, a family-held LLC to hold investments, dedicating minimal time.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Previous Registrations
UBS Financial Services INC.Broker
UBS Financial Services Incorporated of Puerto RicoBroker
Morgan Stanley Dw INC.Broker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.