Jeffrey Stein is a registered investment advisor at Morgan Stanley, based in Houston, TX, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
2800 Post Oak Boulevard, Suite 3200, Houston, TX, 77056
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2001Settled
Other Business Activities
Jeffrey is a member of the Museum Foundation Committee for the Holocaust Museum Houston since 2019. He spends minimal time on this activity, serving on the Investment Committee to administer and manage the Foundation's assets.
Employment History
Current Registrations
Morgan Stanley
October 2014 - Present · 11 yrs 11 mos
Morgan StanleyBroker
September 2014 - Present · 12 yrs
Previous Registrations
Neuberger Berman LLCBroker
November 2004 - September 2014 · 9 yrs 10 mos
Jefferies & Company, INC.Broker
August 2003 - July 2004 · 11 mos
Credit Suisse First Boston LLCBroker
April 2000 - September 2003 · 3 yrs 5 mos
Goldman, Sachs & CO.Broker
September 1997 - May 2000 · 2 yrs 8 mos
State Registrations26 states
ARAZCACOCTDEFLILKYLAMAMDMIMSNCNJNMNYOHPAPRSCTNTXVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.